The Financial Forum welcomes Jesse Gossett from the San Francisco office of the Financial Regulatory Administration on Tuesday, August 23rd, at 3 pm in the Fireside Room at Gateway. His topic will be “Protecting the Senior Investor.” FINRA regulates the financial services industry. All licensed financial advisors must pass the strict standards set by FINRA. You will learn how this agency is so important to us. This event was previously scheduled for May of this year.
Our speaker received his BS degree from the University of Phoenix in Business Management. His Juris Doctor degree in banking, Corporate, Finance, and Securities Law from USF School of Law. At FINRA, he has been an examination manager for over four years.
This event is open to all members of the Financial Forum. Light refreshments will be served. To sign up, click on the Register button. For more information on our club or how to become a member, please contact Joe Hoffman at 925-954-7912.